Our client, operating within the investment industry, looking to recruit a Compliance Officer. As a Compliance Officer, you will play a crucial role in ensuring the organization's compliance with regulatory requirements and industry best practices. Additionally, the ideal candidate will be responsible for:

• Monitoring and interpreting regulatory developments and ensuring compliance with applicable laws, regulations, and guidelines.
• Developing and implementing compliance policies, procedures, and controls to mitigate compliance risks.
• Conducting periodic compliance reviews and assessments to identify potential areas of non-compliance.
• Coordinating and managing regulatory audits and inspections.
• Establishing and maintaining an effective compliance monitoring program to assess compliance with internal policies and regulatory requirements.
• Conducting regular compliance reviews and testing to identify gaps and implement remedial actions.
• Preparing and submitting accurate and timely compliance reports to management and regulatory authorities as required.
• Monitoring and reporting on compliance-related key performance indicators (KPIs).
• Developing and delivering compliance training programs to ensure employees are aware of their responsibilities and obligations.
• Providing guidance and advice to employees on compliance-related matters.
• Staying informed about industry best practices and communicating relevant updates to the organization.
• Conducting risk assessments to identify compliance risks and developing appropriate risk mitigation strategies.
• Collaborating with relevant departments to integrate compliance considerations into business processes and decision-making.
• Monitoring and assessing the effectiveness of risk management processes and recommending improvements as needed.
• Evaluating and enhancing internal control systems to ensure effective compliance with regulatory requirements.
• Implementing and maintaining an effective system for reporting and investigating compliance-related incidents.
• Conducting internal investigations into potential compliance breaches and recommend corrective actions.

Experience & Skills:

• Must be PQ'd by the MFSA
• Experience in compliance roles within the investment or finance industries.
• Strong knowledge of relevant laws, regulations, and guidelines governing the investment industry in Malta.
• Excellent understanding of regulatory requirements, including AML/CFT regulations.
• Ability to interpret complex regulatory requirements and provide practical solutions.
• Experience in conducting compliance reviews, assessments, and audits.
• Strong analytical and problem-solving skills.
• Excellent communication and interpersonal skills.
• Ability to work independently and collaboratively within a team.
• Strong attention to detail and accuracy.
• Proactive and self-motivated with the ability to prioritize tasks effectively.