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Compliance Officer

  • job type Full Time

Our client, operating within the investment industry, looking to recruit a Compliance Officer. As a Compliance Officer, you will play a crucial role in ensuring the organization's compliance with regulatory requirements and industry best practices. Additionally, the ideal candidate will be responsible for:

  • Monitoring and interpreting regulatory developments and ensuring compliance with applicable laws, regulations, and guidelines.
  • Developing and implementing compliance policies, procedures, and controls to mitigate compliance risks.
  • Conducting periodic compliance reviews and assessments to identify potential areas of non-compliance.
  • Coordinating and managing regulatory audits and inspections.
  • Establishing and maintaining an effective compliance monitoring program to assess compliance with internal policies and regulatory requirements.
  • Conducting regular compliance reviews and testing to identify gaps and implement remedial actions.
  • Preparing and submitting accurate and timely compliance reports to management and regulatory authorities as required.
  • Monitoring and reporting on compliance-related key performance indicators (KPIs).
  • Developing and delivering compliance training programs to ensure employees are aware of their responsibilities and obligations.
  • Providing guidance and advice to employees on compliance-related matters.
  • Staying informed about industry best practices and communicating relevant updates to the organization.
  • Conducting risk assessments to identify compliance risks and developing appropriate risk mitigation strategies.
  • Collaborating with relevant departments to integrate compliance considerations into business processes and decision-making.
  • Monitoring and assessing the effectiveness of risk management processes and recommending improvements as needed.
  • Evaluating and enhancing internal control systems to ensure effective compliance with regulatory requirements.
  • Implementing and maintaining an effective system for reporting and investigating compliance-related incidents.
  • Conducting internal investigations into potential compliance breaches and recommend corrective actions.

Experience & Skills:

  • Must be PQ'd by the MFSA
  • Experience in compliance roles within the investment or finance industries.
  • Strong knowledge of relevant laws, regulations, and guidelines governing the investment industry in Malta.
  • Excellent understanding of regulatory requirements, including AML/CFT regulations.
  • Ability to interpret complex regulatory requirements and provide practical solutions.
  • Experience in conducting compliance reviews, assessments, and audits.
  • Strong analytical and problem-solving skills.
  • Excellent communication and interpersonal skills.
  • Ability to work independently and collaboratively within a team.
  • Strong attention to detail and accuracy.
  • Proactive and self-motivated with the ability to prioritize tasks effectively.

Job Summary

  • Job Reference: 3914/23
  • Published on: May 25, 2023
  • Primary Job Focus: Compliance
  • Employment Type: Full Time
  • Experience: Technical
  • Status: Searching
  • Salary: €40000.00 - €45000.00

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